Author: seamusmanley
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Case File: UBK Markets bzw. UBK-Markets
Case record for UBK Markets bzw. UBK-Markets. Source cited: IOSCO I-SCAN (Switzerland – Swiss Financial Market Supervisory Authority). Record date: 2026-07-01. Evidence and reporting guidance from Seamus Manley.
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Seamus Manley Notes on Independent Wealth Brokers (clone of EEA authorised firm)
Case record for Independent Wealth Brokers (clone of EEA authorised firm). Source cited: Financial Conduct Authority. Record date: 2020-06-29. Evidence and reporting guidance from Seamus Manley.
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Platform Due-Diligence: DBFX LIMITED
Case record for DBFX LIMITED. Source cited: Comisión Nacional del Mercado de Valores. Record date: 2020-07-20. Evidence and reporting guidance from Seamus Manley.
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Platform Due-Diligence: C&O Fund Distributor, Inc.
Case record for C&O Fund Distributor, Inc.. Source cited: Securities and Exchange Commission. Record date: 2026-06-04. Recorded online address: cofunddistributor.com/. Evidence and reporting guidance from Seamus Manley.
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Platform Due-Diligence: Buntycorp
Case record for Buntycorp. Source cited: IOSCO I-SCAN (New Zealand – Financial Markets Authority). Record date: 2023-06-02. Recorded online address: buntycorp.com. Evidence and reporting guidance from Seamus Manley.
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Ziraxia Operator Advisory
Case record for Ziraxia. Source cited: Autorité des marchés financiers. Record date: 2025-03-28. Recorded online address: https://ziraxia.com, ziraxia.com. Evidence and reporting guidance from Seamus Manley.
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Case File: TITAN FX LIMITED
Case record for TITAN FX LIMITED. Source cited: IOSCO I-SCAN (United Kingdom – Financial Conduct Authority). Record date: 2023-04-18. Evidence and reporting guidance from Seamus Manley.
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Platform Due-Diligence: Nateus Group (Clone of an EEA authorised firm)
Case record for Nateus Group (Clone of an EEA authorised firm). Source cited: Financial Conduct Authority. Record date: 2020-06-17. Evidence and reporting guidance from Seamus Manley.
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ANB Express Bank Limited Investigator’s Dossier
Case record for ANB Express Bank Limited. Source cited: Financial Market Authority. Record date: 2020-07-09. Evidence and reporting guidance from Seamus Manley.
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Consen Smart Operator Advisory
Case record for Consen Smart. Source cited: Swiss Financial Market Supervisory Authority. Record date: 2021-11-03. Evidence and reporting guidance from Seamus Manley.